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Data Protection / GDPR

EU-US Data Privacy Framework

The EU-US Data Privacy Framework (DPF) is the adequacy decision adopted by the European Commission in July 2023 that permits transfers of personal data to certified US companies and replaces the invalidated Privacy Shield.

The EU-US Data Privacy Framework (DPF) is a transatlantic certification scheme on the basis of which the European Commission adopted an adequacy decision under Art. 45 GDPR on 10 July 2023. It allows personal data to be transferred from the EU to companies in the US that have self-certified with the US Department of Commerce and committed to a defined set of data protection principles. The DPF is the successor to the Privacy Shield, which the Court of Justice of the European Union declared invalid in July 2020 in its "Schrems II" ruling (C-311/18).

At the heart of the new arrangement are additional safeguards that address the deficiencies the CJEU identified regarding access to data by US intelligence agencies. US Executive Order 14086 limits intelligence data access to what is necessary and proportionate and establishes, in the Data Protection Review Court (DPRC), a two-tier independent redress mechanism that EU individuals may also invoke. Certified US companies must comply with the DPF principles, which include, among others, notice obligations, purpose limitation, data minimisation, choice for data subjects, and liability for onward transfers.

For controllers in the EU, the DPF brings a considerable simplification: transfers to recipients certified under the framework no longer require additional safeguards such as standard contractual clauses or a transfer impact assessment. The prerequisite, however, is that the specific recipient is actually actively certified on the official DPF list (dataprivacyframework.gov) for the relevant data category; this must be verified before and during the transfer. For non-certified recipients, or if the adequacy decision is challenged again, standard contractual clauses remain the key fallback instrument.

Legal Basis

Art. 45 GDPR (adequacy decision); Commission Implementing Decision (EU) 2023/1795 of 10 July 2023; CJEU "Schrems II" C-311/18

Practical Example

A marketing team wants to use a US email delivery service that processes customer data in the United States. Before the data protection coordinator approves the contract, she checks on dataprivacyframework.gov whether the provider is actively certified under the EU-US Data Privacy Framework and whether the certification covers the relevant customer data category. She documents the result of this check in the record of processing activities, dispenses with additional standard contractual clauses, and sets a reminder to verify the continued validity of the certification annually.

FAQ

No. With an active certification under the EU-US Data Privacy Framework, the adequacy decision covers the transfer, so no additional standard contractual clauses or transfer impact assessment are required. You should, however, verify and document the certification for the specific data category on the official DPF list. For non-certified recipients, standard contractual clauses remain necessary.
The DPF responds to the criticism raised by the CJEU in the Schrems II ruling. New elements are the limitation of intelligence data access to what is necessary and proportionate under Executive Order 14086, and the Data Protection Review Court as an independent redress mechanism for EU individuals. Otherwise, the data protection principles for companies largely resemble those of the Privacy Shield.
The authoritative source is the public list at dataprivacyframework.gov, maintained by the US Department of Commerce. There you can see a company's status and the scope of its certification (e.g. for HR or non-HR data). The check should be carried out before the transfer begins and regularly during ongoing processing.

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